Raymond James said a team of three financial advisors from LPL Financial and another from Edward Jones have joined its independent advisor channel, adding $328 million in client assets. Advisors ...

LPL Financial LLC announced today that advisors Stephen Horvath, CHFC®, CLU®, CEP®, AIF®, Brady Doe, AIF® and David Hermann have joined LPL Financial’s broker-dealer and Registered Investment Advisor ...

A former LPL Financial advisor in Texas who was fired in 2021 after a TikTok video emerged in which she appeared to make racist remarks about hiring practices has been ordered by an arbitration panel ...

LPL seeks enforcement of the $822,000 arbitration award against Eileen Cure, a former advisor accused of discrimination ...

SAN DIEGO, Feb. 19, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC (Nasdaq:LPLA) announced today that financial advisors Shane J. Prill, CFP ®, Vance E. Garwood, CFP ®, and Grant Garwood, CFP ®, have ...

According to a filing last week with the Securities and Exchange Commission, LPL Financial in 2024 reported $2.14 billion in advisor loans, net, compared to the year earlier, when it reported $1.36 ...

LPL Financial LLC has announced the addition of financial advisors James Larsen, Lucas Decker, Kevin Lewis, and Seth Miller to its network, aligned with Carnegie Private Wealth. The advisors, who ...

Eileen Cure says she didn’t know about the arbitration hearing and has hired a new lawyer to contest the award.

LPL Financial CEO Rich Steinmeier is confident his firm can absorb the much smaller Commonwealth Financial Network, in part because it has done something similar before. LPL transferred over all 33 of ...

LPL Financial LLC announced the addition of financial advisor James “Jim” Verdi, CFP®, who has brought approximately $350 million in advisory, brokerage, and retirement plan assets to the firm from ...

SAN DIEGO, May 05, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a leading wealth management firm, is pleased to announce the launch of WealthVision Essentials, an integrated financial planning tool ...

A group of advisors say they have been unfairly caught up in a legal battle between LPL Financial and Ameriprise Financial, their current and former firms. For nearly a year, two of the largest wealth ...