In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in August 2011, Claimant Ameriprise sought the principal balance due plus 7% interest, costs, and fees ...

In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in May 2011, Claimant UBS asserted breach of contract and unjust enrichment in connection with Claimant ...

Challenging the Enforceability of a Promissory Note: The Reach and Limits of the 'Sham' Exception 'Greenleaf' presents a clear framework for alleging, and demonstrating, a bona fide defense to the ...

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An “employer” is defined broadly to include any individual or entity (including subsidiary) that “hire[s] or contract[s]” with a worker to work for the employer; or provides training to workers.

Promissory notes are used in a variety of transactions and can be used by small business owners to fund business activities. If your lender requires you to sign the promissory note in your own name, ...