The 351 ETF exchanges are increasingly popular, but they are complex and may get additional scrutiny from the IRS.

Navigating the struggle of managing multiple client accounts without burning out is quite common with most entrepreneurs, especially service providers. We are often so occupied with attracting new ...

In bull markets, conversations about risk tend to take a backseat. When portfolios are climbing, it’s easy for clients to assume everything is fine. But recent volatility reminds us that risk ...

Advisors adhering to the fiduciary standard typically gravitate toward index funds or other passive strategies such as those developed by Dimensional Fund Advisors, Vanguard and others. There’s a good ...

The senior partner of a London law firm has been rebuked for using its client account as a banking facility to deal with a ...

Why can't traders be more like Erin Brockovich? Remember Brockovich, the consumer advocate who worked at a law firm and knew all the sins of the firm's clients? Well, with customer relationship ...